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Advisor at INTEGRITY ALLIANCE, LLC
Farmington, CT | URBANDALE, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRITY ALLIANCE, LLC | Bd affiliated wealth | Sep 25, 2022 | n/a | yes | URBANDALE, IA|Farmington, CT|Farmington, CT | Current employment |
| CAPITAL ANALYSTS | Bd affiliated wealth | Oct 2, 2020 | Sep 26, 2022 | no | Farmington, CT | Previous registration |
| LINCOLN INVESTMENT | Independent wealth | Oct 2, 2020 | Sep 26, 2022 | no | FARMINGTON, CT|Fort Washington, PA|New Preston, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAPITAL ANALYSTS | LINCOLN INVESTMENT | Sep 26, 2022 | Oct 2, 2020 | -724 | Firm change after gap | Ibd to ibd |
| LINCOLN INVESTMENT | INTEGRITY ALLIANCE, LLC | Sep 26, 2022 | Sep 25, 2022 | -1 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 162200:139627:CT:2022-09-26 | Sep 26, 2022 | Sep 25, 2022 | FARMINGTON, CT | Firm change |
| 519:162200:CT:2022-09-26 | Sep 26, 2022 | Oct 2, 2020 | NEW PRESTON, CT | Firm change after gap |