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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

Maureen A. Gallagher

Advisor at J.P. MORGAN SECURITIES LLC

CHICAGO, IL | SAN FRANCISCO, CA | Dublin, CA

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Search this name across graphsid dfx:ria:afc3be2c-7dc8-687c-3a4f-27c38af16c6e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 29, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 30, 2007
First registration: Apr 29, 1998
Dual registered: yes, broker-dealer
Other names: MAUREEN ANN CAREY|CAREY MAUREEN|MAUREEN ANN GALLAGHER CAREY|MAUREEN A CAREY|Maureen Ann Gallagher
IAPD individual key: 1246668

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Aug 2, 2024	n/a	yes	Dublin, CA\|CHICAGO, IL\|SAN FRANCISCO, CA	Current employment
MORGAN STANLEY	Wirehouse	Jul 13, 2022	Jul 2, 2024	no	Walnut Creek, CA\|CONCORD, CA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Sep 16, 2021	Jun 22, 2022	no	WALNUT CREEK, CA	Previous registration
MORGAN STANLEY	Wirehouse	Feb 13, 2019	Sep 21, 2021	no	Greenville, DE\|Menlo Park, CA\|San Francisco, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Sep 2, 2015	Jan 29, 2019	no	DOYLESTOWN, PA	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Jun 6, 2007	Jun 16, 2008	no	JENKINTOWN, PA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Apr 29, 1998	Nov 5, 2004	no	PLANTATION, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Jul 2, 2024	Aug 2, 2024	31	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Jun 22, 2022	Jul 13, 2022	21	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Sep 21, 2021	Sep 16, 2021	-5	Firm change	Wirehouse to wirehouse
WELLS FARGO ADVISORS	MORGAN STANLEY	Jan 29, 2019	Feb 13, 2019	15	Firm change	Wirehouse to wirehouse
MORGAN STANLEY & CO. LLC	WELLS FARGO ADVISORS	Jun 16, 2008	Sep 2, 2015	2,634	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY & CO. LLC	Nov 5, 2004	Jun 6, 2007	943	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:79:CA:2024-06-21	Jul 2, 2024	Aug 2, 2024	CONCORD, CA	Firm change
8174:149777:CA:2022-05-31	Jun 22, 2022	Jul 13, 2022	WALNUT CREEK, CA	Firm change

Relationships

Registered with (6)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Aug 2, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jul 13, 2022 to Jul 2, 2024factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Sep 16, 2021 to Jun 22, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Sep 2, 2015 to Jan 29, 2019factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Jun 6, 2007 to Jun 16, 2008factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Apr 29, 1998 to Nov 5, 2004factForm ADV

Dated events

Occurred
Jul 2, 2024
Advisor changed firm
Maureen A. Gallagher left Morgan Stanley for J.P. Morgan Securities Llc (registered 2024-08-02)
Form ADVobserved 5 days ago
Occurred
Jun 22, 2022
Advisor changed firm
Maureen A. Gallagher left Ubs Financial Services Inc. for Morgan Stanley (registered 2022-07-13)
Form ADVobserved 5 days ago