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Registered advisor
M•••••• A• G••••••••
Feed of 09/15/2026
Also filed as Maureen Ann Carey
At current firm
2 y
since Aug 2, 2024
In the industry
28 y
since Apr 29, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Aug 2, 2024 · Dublin, Ca
- M••••• S•••••• wirehouseJul 13, 2022 to Jul 2, 2024 · Walnut Creek, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 16, 2021 to Jun 22, 2022 · Walnut Creek, Ca
- M••••• S•••••• wirehouseFeb 13, 2019 to Sep 21, 2021 · Greenville, De
- W•••• F•••• A••••••• wirehouseSep 2, 2015 to Jan 29, 2019 · Doylestown, Pa
- M••••• S•••••• • C•• L•• unclassifiedJun 6, 2007 to Jun 16, 2008 · Jenkintown, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 29, 1998 to Nov 5, 2004 · Plantation, Fl
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to J••• M••••• S••••••••• L••left Jul 2, 2024, registered Aug 2, 2024 (31 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Jun 22, 2022, registered Jul 13, 2022 (21 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Sep 21, 2021, registered Sep 16, 2021 (-5 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to M••••• S••••••left Jan 29, 2019, registered Feb 13, 2019 (15 days) · Wirehouse to wirehouse
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Jun 16, 2008, registered Sep 2, 2015 (2634 days) · Other
- C•••••••• G••••• M•••••• I••• to M••••• S•••••• • C•• L••left Nov 5, 2004, registered Jun 6, 2007 (943 days) · Other
Signals
- M•••••• A• G•••••••• left M••••• S•••••• for J••• M••••• S••••••••• L•• (registered 2024-08-02)Jul 2, 2024 · Advisor changed firm · fact
- M•••••• A• G•••••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2022-07-13)Jun 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address