DFX Intelligence

B•••• W•••••••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst12 years in industry

B•••• W•••••••• L•••••

Advisor at M••••••

Austin, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afc657da-55e5-d578-d14b-a05373067468

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 10, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 8, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Oct 5, 2022	n/a	yes	Austin, TX	Current employment
A•••• C•••••• M•••••••••	Independent wealth	Aug 7, 2018	Sep 20, 2022	no	AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• M•••••••••	M••••••	Sep 20, 2022	Oct 5, 2022	15	Firm change	RIA to ibd
H•••••• J• S••• C•••••• M••••••••• I•••	A•••• C•••••• M•••••••••	Apr 23, 2018	Aug 7, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
108198:156393:TX:2015-11-12	Nov 12, 2015	Mar 17, 2015	HOUSTON, TX	Firm change after gap

Relationships

Registered with (5)

→ M••••••Registered adviserregistration: current employment
Oct 5, 2022 to presentfactForm ADV
→ A•••• C•••••• M•••••••••Registered adviserregistration: previous registration
Aug 7, 2018 to Sep 20, 2022factForm ADV
→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 23, 2017 to Apr 23, 2018factForm ADV
→ O•••• A•••••••• L••

Dated events

Occurred
Sep 20, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afc657da-55e5-d578-d14b-a05373067468
First observed: Jan 10, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.