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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

CHRISTOPHER JOHN PARIOS

Advisor at LPL FINANCIAL LLC

VERO BEACH, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 16, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 1989earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Mar 29, 1989
First registration: Jun 16, 1992
Dual registered: yes, broker-dealer
IAPD individual key: 1513650

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 6, 2025	n/a	yes	VERO BEACH, FL	Current employment
IC ADVISORY SERVICES, INC.	Former SEC adviser	Aug 20, 2009	Mar 6, 2025	no	WARRENTON, VA\|BEDMINSTER, NJ\|GAINESVILLE, VA\|GAINSVILLE, VA	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 24, 2003	Aug 24, 2009	no	WARRENTON, VA	Previous registration
LIGHTHOUSE WEALTH MANAGEMENT	Former SEC adviser	Jan 1, 2001	Dec 31, 2002	no	FREDERICK, MD	Previous registration
PARIOS ASSOCIATES, INC.	n/a	Jun 16, 1992	Dec 31, 2003	no	IJAMSVILLE, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IC ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
FSC SECURITIES CORPORATION	IC ADVISORY SERVICES, INC.	Aug 24, 2009	Aug 20, 2009	-4	Firm change	Other
PARIOS ASSOCIATES, INC.	LIGHTHOUSE WEALTH MANAGEMENT	Dec 31, 2003	Jan 1, 2001	-1,094	Firm change after gap	Other
LIGHTHOUSE WEALTH MANAGEMENT	FSC SECURITIES CORPORATION	Dec 31, 2002	Sep 24, 2003	267	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ IC ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Aug 20, 2009 to Mar 6, 2025factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 24, 2003 to Aug 24, 2009factForm ADV
→ PARIOS ASSOCIATES, INC.Registered adviserregistration: previous registration
Jun 16, 1992 to Dec 31, 2003factForm ADV
→ LIGHTHOUSE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Jan 1, 2001 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.