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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Apr 19, 2021 | n/a | yes | Cincinnati, OH | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Aug 30, 2019 | Apr 20, 2021 | no | CINCINNATI, OH | Previous registration |
| SCOTTRADE INVESTMENT MANAGEMENT | Former SEC adviser | Feb 14, 2017 | Mar 9, 2018 | no | SAINT LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Apr 20, 2021 | Apr 19, 2021 | -1 | Firm change | Wirehouse to ibd |
| SCOTTRADE INVESTMENT MANAGEMENT | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 9, 2018 | Aug 30, 2019 | 539 | Firm change after gap | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169988:7691:MO:2018-03-07 | Mar 9, 2018 | Aug 30, 2019 | SAINT LOUIS, MO | Firm change after gap |