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RIA / WealthAdvisorCertified Financial Planner14 years in industry

RICHARD STUART SEBASTIAN

Advisor at APOLLON WEALTH MANAGEMENT, LLC

MOUNT PLEASANT, SC | Rockville, MD

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Search this name across graphsid dfx:ria:afcd87fc-9c1b-4bda-6b0d-8f1720564e9e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 24, 2012 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: APOLLON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 26, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 26, 2012
First registration: Aug 24, 2012
Dual registered: no
Other names: RICHARD SEBASTIAN|RICHARD STUART SEBASTIAN
IAPD individual key: 6041899

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
APOLLON WEALTH MANAGEMENT, LLC	Independent wealth	Oct 7, 2024	n/a	yes	Rockville, MD\|MOUNT PLEASANT, SC	Current employment
CIC WEALTH, LLC	Former SEC adviser	Nov 13, 2017	Dec 31, 2024	no	Rockville, MD\|ROCKVILLE, MD\|TOMS RIVER, NJ	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Nov 1, 2016	Nov 14, 2017	no	Gaithersburg, MD	Previous registration
MCADAM LLC	Independent wealth	Oct 13, 2014	Nov 1, 2016	no	WEST TYSONS CORNER, VA\|RADNOR, PA	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Aug 24, 2012	Oct 3, 2014	no	TYSONS CORNER, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CIC WEALTH, LLC	APOLLON WEALTH MANAGEMENT, LLC	Dec 31, 2024	Oct 7, 2024	-85	Firm change after gap	RIA to RIA
COMMONWEALTH FINANCIAL NETWORK	CIC WEALTH, LLC	Nov 14, 2017	Nov 13, 2017	-1	Firm change	Ibd to new firm
MCADAM LLC	COMMONWEALTH FINANCIAL NETWORK	Nov 1, 2016	Nov 1, 2016	0	Firm change	Other
VOYA FINANCIAL ADVISORS, INC.	MCADAM LLC	Oct 3, 2014	Oct 13, 2014	10	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:290198:MD:2017-11-13	Nov 14, 2017	Nov 13, 2017	GAITHERSBURG, MD	Firm change

Relationships

Registered with (5)

→ APOLLON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Oct 7, 2024 to presentfactForm ADV
→ CIC WEALTH, LLCRegistered adviserregistration: previous registration
Nov 13, 2017 to Dec 31, 2024factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Nov 1, 2016 to Nov 14, 2017factForm ADV
→ MCADAM LLCRegistered adviserregistration: previous registration
Oct 13, 2014 to Nov 1, 2016factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Aug 24, 2012 to Oct 3, 2014factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Richard Stuart Sebastian left Cic Wealth, Llc for Apollon Wealth Management, Llc (registered 2024-10-07)
Form ADVobserved 5 days ago