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CRD 290198
ROCKVILLE, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CIC WEALTH PRIVATE CREDIT FUND | Other Private Fund | $9.4M | Mar 15, 2024 | 32 | Mar 17, 2023 | reported | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALCHEMY HOLDINGS, LLC | Owner | E | yes | 11/2017 | Nov 15, 2019 | Mar 15, 2024 |
| CAPPADORA, FRANK, CHRIS | MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | Na | yes | 11/2017 | Nov 13, 2017 | Mar 15, 2024 |
| CIC WEALTH HOLDINGS, LLC | MANAGING MEMBER | E | yes | 10/2017 | Nov 13, 2017 | Mar 15, 2024 |
| FEIN, MICHAEL, BRETT | President | Na | yes | 11/2017 | Nov 13, 2017 | Mar 15, 2024 |
| WIBBERLEY, RYAN, BRUCE | CHIEF EXECUTIVE OFFICER | Na | yes | 11/2017 | Nov 13, 2017 | Mar 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CIC RISK MANAGEMENT GROUP, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| OWINGS MILLS | Md | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 15, 2024 | $659M | $650M | 16 | 11 | 1 | 1 | $9.4M |
| 2022 | Mar 17, 2023 | $551M | $544M | 16 | 11 | 3 | 1 | $7.1M |
| 2021 | Mar 9, 2022 | $750M | $740M | 15 | 11 | 3 | n/a | n/a |
| 2020 | Mar 3, 2021 | $569M | $550M | 15 | 11 | 2 | n/a | n/a |
| 2019 | Mar 13, 2020 | $460M | $459M | 15 | 11 | 2 | n/a | n/a |
| 2018 | Mar 7, 2019 | $402M | $402M | 13 | 8 | 1 | n/a | n/a |
| 2017 | Mar 2, 2018 | $344M | $344M | 13 | 8 | 1 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $659M | $551M | 19.6% | $569M | 5.0% | 16 | 16 | 1 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| APOLLON WEALTH MANAGEMENT, LLC | 7 | Dec 31, 2024 | Oct 10, 2024 | ROCKVILLE, MD | Firm absorbed | RIA to RIA | 70.0% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 4 | Nov 13, 2017 | Nov 13, 2017 | GAITHERSBURG, MD | Team lift out | Ibd to new firm | 0.2% |