DFX Intelligence

C••• R••••• M•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor41 years in industry

C••• R••••• M•••••••••

Advisor at G•••••• A•••• M••••••••• L••

Palm Coast, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• A•••• M••••••••• L••	Independent wealth	Dec 10, 2025	n/a	yes	Palm Coast, FL	Current employment
M••••• S••••••	Wirehouse	Dec 5, 2011	Jun 13, 2018	no	BOCA RATON, FL\|BOONE, NC\|Boca Raton, FL\|BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	G•••••• A•••• M••••••••• L••	Jun 13, 2018	Dec 10, 2025	2,737	Firm change after gap	Wirehouse to RIA
J••••• M••••••••• S•••• L••	M••••• S••••••	Dec 1, 2011	Dec 5, 2011

Relationships

Registered with (5)

→ G•••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 10, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 5, 2011 to Jun 13, 2018factForm ADV
→ J••••• M••••••••• S•••• L••Registered adviserregistration: previous registration
Apr 9, 2007 to Dec 1, 2011factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.