RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••• R••••• M•••••••••
- G•••••• A•••• M••••••••• L•• independent RIA currentsince Dec 10, 2025 · Palm Coast, Fl
- M••••• S•••••• wirehouseDec 5, 2011 to Jun 13, 2018 · Boca Raton, Fl
- J••••• M••••••••• S•••• L•• BD affiliatedApr 9, 2007 to Dec 1, 2011 · Boca Raton, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 8, 2006 to Apr 9, 2007 · Boca Raton, Fl
- A•••••• I••• unclassifiedMar 28, 2003 to Mar 8, 2006 · Boca Raton, Fl
- M••••• S•••••• to G•••••• A•••• M••••••••• L••left Jun 13, 2018, registered Dec 10, 2025 (2737 days) · Wirehouse to independent RIA
- J••••• M••••••••• S•••• L•• to M••••• S••••••left Dec 1, 2011, registered Dec 5, 2011 (4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••••• M••••••••• S•••• L••left Apr 9, 2007, registered Apr 9, 2007 (0 days) · Other
- A•••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 8, 2006, registered Mar 8, 2006 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address