DFX Intelligence

D••••• J••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

D••••• J••••• K•••••

Advisor at W•••• F•••• A•••••••

MINNEAPOLIS, MN | MINNETONKA, MN

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Search this name across graphsid dfx:ria:afd27367-976e-1ce0-89be-a13804f61876

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 7, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jul 30, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Aug 28, 2024	n/a	yes	MINNEAPOLIS, MN\|MINNETONKA, MN	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 20, 2024	Jul 12, 2024	no	MONTICELLO, MN\|Plymouth, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Jul 12, 2024	Aug 28, 2024	47	Firm change	Ibd to wirehouse
P•••• S••••••••• L••	A••••••••• F•••••••• S•••••••• L••	Sep 16, 2022	Mar 20, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
5685:6363:MN:2022-09-13	Sep 16, 2022	Mar 20, 2024	MINNEAPOLIS, MN	Firm change after gap
286153:5685:MN:2021-03-15	Mar 15, 2021	Mar 15, 2021	PLYMOUTH, MN	Firm change

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Aug 28, 2024 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 20, 2024 to Jul 12, 2024factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Mar 15, 2021 to Sep 16, 2022factForm ADV
→ P••••••••• S••••• S••••••••• L••

Dated events

Occurred
Jul 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Sep 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afd27367-976e-1ce0-89be-a13804f61876
First observed: Jan 7, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.