This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

GUIDED WEALTH, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 1, 2013earliest registration or exam on IAPD

Years in industry

13derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S66

First exam

Mar 11, 2022

First registration

Aug 28, 2023

Dual registered

no

Other names

Carrie Polomsky|Carolyn Ann Polomsky|CAROLYN ANN PRATT|Carrie Pratt|Carolyn Pratt

IAPD individual key

6843948

• Occurred

  Dec 23, 2024
  Advisor changed firm

  Carolyn Ann Pratt left Lpl Financial Llc for Guided Wealth, Llc (registered 2026-01-06)

  Form ADVobserved 4 days ago
• Occurred

  Apr 24, 2024
  Advisor changed firm

  Carolyn Ann Pratt left Osaic Fa, Inc. for Lpl Financial Llc (registered 2024-04-24)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:afd39c05-280f-19ad-75b3-ccaa4bd7dd85

First observed

Aug 28, 2023

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.