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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

GUIDED WEALTH, LLC

CRD 339013

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbc45d4d-0549-af51-92e7-2c8fe99ff170

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2026 to May 4, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $105MItem 5.F on the latest filing (2026-05-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $105M
Private client RAUM: $105MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $35.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 299
Individual clients: 87
High net worth clients: 28
SEC number: 801-134849
CRD: 339013
Filings on the tape: 2
First filed: Jan 6, 2026
Latest filed: May 4, 2026
Organised: Limited Liability Company, MA
Website: guidedwealthplanning.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	In industry	Prior firms	Dual registered
BLAKE GABRIEL BARBOSA	Certified Financial Planner	DARTMOUTH, MA	11	1	no
Carolyn Ann Pratt	n/a	DARTMOUTH, MA \| LANTANA, TX	13	2	no
STEFANO Joseph LANCI	n/a	DARTMOUTH, MA	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BARBOSA, BLAKE, GABRIEL	CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER	E	yes	10/2025	May 4, 2026	May 4, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 6, 2026	$0	$0	5	3	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	0	3	0.0%	0	0	0	3	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$105M	n/a	n/a	n/a	n/a	5	n/a	2	n/a

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
EAGLE STRATEGIES LLC	2	Jan 20, 2026	Jan 7, 2026	DARTMOUTH, MA	Team lift out	Ibd to new firm	0.1%

Relationships

Controls (1)

← BARBOSA, BLAKE, GABRIELOwnerCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER, ownership code E, individual
May 4, 2026 to presentfactForm ADV

Registered with (3)

← STEFANO Joseph LANCIAdvisorregistration: current employment
Jan 7, 2026 to presentfactForm ADV
← BLAKE GABRIEL BARBOSAAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV
← Carolyn Ann PrattAdvisorregistration: current employment
Jan 6, 2026 to presentfactForm ADV

Moved with (1)

← EAGLE STRATEGIES LLCRegistered adviser2 advisors, team lift out
Jan 20, 2026 to Jan 7, 2026factForm ADV

Dated events

Occurred
Jan 20, 2026
Team lift-out
2 advisors left Eagle Strategies LLC (Dartmouth, MA) for Guided Wealth, LLC within 6 days
Form ADVobserved 3 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cbc45d4d-0549-af51-92e7-2c8fe99ff170
First observed: Jan 6, 2026
Last observed: May 4, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GUIDED WEALTH, LLC

CRD 339013

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cbc45d4d-0549-af51-92e7-2c8fe99ff170

Data as of May 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

BLAKE GABRIEL BARBOSA

Certified Financial Planner

DARTMOUTH, MA

Carolyn Ann Pratt

n/a

DARTMOUTH, MA | LANTANA, TX

STEFANO Joseph LANCI

n/a

DARTMOUTH, MA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BARBOSA, BLAKE, GABRIEL

CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER

yes

10/2025

May 4, 2026

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 6, 2026

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$105M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

EAGLE STRATEGIES LLC

Jan 20, 2026

Jan 7, 2026

DARTMOUTH, MA

Team lift out

Ibd to new firm

0.1%