DFX Intelligence

D••••• P•••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

D••••• P•••••• D••••

Advisor at L•• E••••••••• L••

SYRACUSE, NY

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Search this name across graphsid dfx:ria:afd4804c-2dd3-9486-e965-77b120c4890f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• E••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 7, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• E••••••••• L••	Bd affiliated wealth	Apr 23, 2026	n/a	yes	SYRACUSE, NY	Current employment
L•••• B•••••• • C••• L••	Independent wealth	Nov 30, 2020	May 5, 2026	no	SYRACUSE, NY\|Syracuse, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•••• B•••••• • C••• L••	L•• E••••••••• L••	May 5, 2026	Apr 23, 2026	-12	Firm change	RIA to ibd
C•••••• G•••• • C• I••	L•••• B•••••• • C••• L••	Nov 12, 2020	Nov 30, 2020

Relationships

Registered with (5)

→ L•• E••••••••• L••Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ L•••• B•••••• • C••• L••Registered adviserregistration: previous registration
Nov 30, 2020 to May 5, 2026factForm ADV
→ C•••••• G•••• • C• I••Registered adviserregistration: previous registration
Feb 24, 2016 to Nov 12, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
May 5, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afd4804c-2dd3-9486-e965-77b120c4890f
First observed: Apr 21, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.