W••••• P••••

Advisor at A••• I••••• A•••••••

CHARLOTTE, NC | Memphis, TN

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Search this name across graphsid dfx:ria:afdb0579-f8cf-8632-b898-3f81b9dc1123

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• I••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• I••••• A•••••••	Independent wealth	Oct 12, 2021	n/a	yes	CHARLOTTE, NC\|Memphis, TN	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 5, 2019	May 26, 2021	no	BIRMINGHAM, AL\|MEMPHIS, TN\|BIRMINGHAM, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••• I••••• A•••••••	May 26, 2021	Oct 12, 2021	139	Firm change	Wirehouse to RIA
A••••••••• F•••••••• S•••••••• L••	W•••• F•••• A•••••••	Feb 19, 2019	Jul 5, 2019

Relationships

Registered with (4)

→ A••• I••••• A•••••••Registered adviserregistration: current employment
Oct 12, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 5, 2019 to May 26, 2021factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
May 14, 2018 to Feb 19, 2019factForm ADV
→ W•••••• • R•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afdb0579-f8cf-8632-b898-3f81b9dc1123
First observed: Jun 29, 2016
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.