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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
The Woodlands, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | The Woodlands, TX | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 21, 2018 | Sep 11, 2025 | no | THE WOODLANDS, TX|HOUSTON, TX|PORT CHARLOTTE, FL | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 2, 2017 | Nov 14, 2018 | no | THE WOODLANDS, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Dec 23, 2014 | Sep 13, 2016 | no | THE WOODLANDS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 11, 2025 | Sep 5, 2025 | -6 | Firm change | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | LPL FINANCIAL LLC | Nov 14, 2018 | Dec 21, 2018 | 37 | Firm change | Ibd to RIA |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Sep 13, 2016 | Feb 2, 2017 | 142 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:149018:FL:2025-09-11 | Sep 11, 2025 | Sep 5, 2025 | PORT CHARLOTTE, FL | Firm change |