DFX Intelligence

J••• P•••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

J••• P•••••• K•••••

Advisor at B••••• P••••• A•••••••• L••

Fort Lauderdale, FL | NEWPORT BEACH, CA

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Search this name across graphsid dfx:ria:afe98122-d36b-8656-8409-1d9f0859d4d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 23, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 7, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Feb 20, 2024	n/a	yes	NEWPORT BEACH, CA\|Fort Lauderdale, FL	Current employment
K••••• F•••••••• G•••• I•••	Former SEC adviser	Nov 13, 2015	Mar 12, 2024	no	COLUMBIA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• F•••••••• G•••• I•••	B••••• P••••• A•••••••• L••	Mar 12, 2024	Feb 20, 2024	-21	Firm change	RIA to RIA
L•• F•••••••• L••	K••••• F•••••••• G•••• I•••	Nov 19, 2015	Nov 13, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
281333:119290:MD:2024-03-08	Mar 12, 2024	Feb 20, 2024	COLUMBIA, MD	Firm change
6413:281333:MD:2015-11-19	Nov 19, 2015	Nov 13, 2015	COLUMBIA, MD	Firm change

Relationships

Registered with (3)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Feb 20, 2024 to presentfactForm ADV
→ K••••• F•••••••• G•••• I•••Registered adviserregistration: previous registration
Nov 13, 2015 to Mar 12, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 23, 2001 to Nov 19, 2015factForm ADV

Dated events

Occurred
Mar 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afe98122-d36b-8656-8409-1d9f0859d4d1
First observed: Jan 23, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.