DFX Intelligence

A•••• B•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)17 years in industry

A•••• B•••• R•••

Advisor at N••••••••• R••••••• P•••••••• L••

Cleveland, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:afea064f-691f-f16b-8c93-0d6cef87b3c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••••••••• R••••••• P•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 13, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••••••••• R••••••• P•••••••• L••	State registered	Jun 27, 2023	n/a	yes	Cleveland, OH	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Sep 22, 2016	Dec 4, 2020	no	MACEDONIA, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	N••••••••• R••••••• P•••••••• L••	Dec 4, 2020	Jun 27, 2023	935	Firm change after gap	Ibd to state RIA
P•• W••••• M•••••••••	F•••• T•••• S••••••••• I•••	Jun 7, 2016	Sep 22, 2016

Relationships

Registered with (4)

→ N••••••••• R••••••• P•••••••• L••Registered adviserregistration: current employment
Jun 27, 2023 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 22, 2016 to Dec 4, 2020factForm ADV
→ P•• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 23, 2009 to Jun 7, 2016factForm ADV
→ E••••• J••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afea064f-691f-f16b-8c93-0d6cef87b3c6
First observed: Apr 20, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.