RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• B•••• R•••
- N••••••••• R••••••• P•••••••• L•• state registered currentsince Jun 27, 2023 · Cleveland, Oh
- F•••• T•••• S••••••••• I••• BD affiliatedSep 22, 2016 to Dec 4, 2020 · Macedonia, Oh
- P•• W••••• M••••••••• BD affiliatedNov 23, 2009 to Jun 7, 2016 · Cleveland, Oh
- E••••• J•••• national BDApr 20, 2009 to Aug 17, 2009 · Akron, Oh
- F•••• T•••• S••••••••• I••• to N••••••••• R••••••• P•••••••• L••left Dec 4, 2020, registered Jun 27, 2023 (935 days) · Affiliated broker-dealer or bank to a state-registered adviser
- P•• W••••• M••••••••• to F•••• T•••• S••••••••• I•••left Jun 7, 2016, registered Sep 22, 2016 (107 days) · Other
- E••••• J•••• to P•• W••••• M•••••••••left Aug 17, 2009, registered Nov 23, 2009 (98 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address