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P••• E•••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant25 years in industry

P••• E•••• C•••

Advisor at R•••• W•••••

FISHERS, IN

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Search this name across graphsid dfx:ria:afebabbc-8bb9-1f8c-7168-8b5219e12189

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 3, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••• W•••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••• W•••••	State registered	Sep 19, 2017	n/a	yes	FISHERS, IN	Current employment
S••••• B•••• I••••••••• A•••••••• L••	Former SEC adviser	Jan 30, 2014	Oct 19, 2017	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• B•••• I••••••••• A•••••••• L••	R•••• W•••••	Oct 19, 2017	Sep 19, 2017	-30	Firm change	Other
W••••• P••••••• • M••••••••• L••	S••••• B•••• I••••••••• A•••••••• L••	Jan 24, 2014

Relationships

Registered with (4)

→ R•••• W•••••Registered adviserregistration: current employment
Sep 19, 2017 to presentfactForm ADV
→ S••••• B•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Jan 30, 2014 to Oct 19, 2017factForm ADV
→ W••••• P••••••• • M••••••••• L••Registered adviserregistration: previous registration
Aug 25, 2004 to Jan 24, 2014factForm ADV
→ M••••• S•••••• D• I•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:afebabbc-8bb9-1f8c-7168-8b5219e12189
First observed: Nov 3, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.