DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CHARLES SCHWAB & CO., INC.
Sandy Springs, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jul 9, 2009 | n/a | yes | Sandy Springs, GA | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 29, 2009 | Jun 17, 2009 | no | ATLANTA, GA|ATLANLTA, GA | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Aug 20, 2008 | Nov 19, 2008 | no | Sandy Springs, GA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 12, 2008 | Jul 30, 2008 | no | ATLANTA, GA|DULUTH, GA | Previous registration |
| STRATEGIC ADVISERS LLC | National bd RIA | Jan 14, 2003 | Sep 29, 2004 | no | WILLMETTE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATEGIC ADVISERS LLC | CHARLES SCHWAB & CO., INC. | Jun 17, 2009 | Jul 9, 2009 | 22 | Firm change | Ibd to ibd |
| CHARLES SCHWAB & CO., INC. | STRATEGIC ADVISERS LLC | Nov 19, 2008 | Jan 29, 2009 | 71 | Firm change | Ibd to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHARLES SCHWAB & CO., INC. | Jul 30, 2008 | Aug 20, 2008 | 21 | Firm change | Wirehouse to ibd |
| STRATEGIC ADVISERS LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 29, 2004 | Mar 12, 2008 | 1,260 | Firm change after gap | Ibd to wirehouse |