DFX Intelligence

A••• J•••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

A••• J•••• D••••

Advisor at L••••• F•••••••• G••••• L••

SAINT LOUIS, MO | Indianapolis, IN

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Search this name across graphsid dfx:ria:aff1bc72-c37e-98bc-4018-1ba456c6c61a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Feb 24, 2016 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• D••••

Private equity principal · key crd individual

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	Apr 20, 2022	n/a	yes	Indianapolis, IN\|SAINT LOUIS, MO	Current employment
M•••••• W••••• M••••••••• I•••	Former SEC adviser	Nov 1, 2018	Jul 1, 2022	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• W••••• M••••••••• I•••	L••••• F•••••••• G••••• L••	Jul 1, 2022	Apr 20, 2022	-72	Firm change after gap	RIA to ibd
C••••••••• F•••••••• N••••••	M•••••• W••••• M••••••••• I•••	Nov 5, 2018	Nov 1, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
298787:140599:IN:2022-07-01	Jul 1, 2022	Apr 20, 2022	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (3)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ M•••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 1, 2018 to Jul 1, 2022factForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Feb 24, 2016 to Nov 5, 2018factForm ADV

Dated events

Occurred
Jul 1, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aff1bc72-c37e-98bc-4018-1ba456c6c61a
First observed: Feb 24, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.