RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• J•••• D••••
- L••••• F•••••••• G••••• L•• BD affiliated currentsince Apr 20, 2022 · Indianapolis, In
- M•••••• W••••• M••••••••• I••• formerNov 1, 2018 to Jul 1, 2022 · Indianapolis, In
- C••••••••• F•••••••• N•••••• national BDFeb 24, 2016 to Nov 5, 2018 · Indianpolis, In
- M•••••• W••••• M••••••••• I••• to L••••• F•••••••• G••••• L••left Jul 1, 2022, registered Apr 20, 2022 (-72 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••••••••• F•••••••• N•••••• to M•••••• W••••• M••••••••• I•••left Nov 5, 2018, registered Nov 1, 2018 (-4 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Alex James Davis left Midwest Wealth Management Inc. for Larson Financial Group, Llc (registered 2022-04-20)Jul 1, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address