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RIA / WealthAdvisor18 years in industry

WILLIAM JAMES RIDDICK

Advisor at RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC

PALM CITY, FL

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Search this name across graphsid dfx:ria:aff31eca-4043-1a53-ce7b-8034fc598b78

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 9, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 9, 2008
First registration: Feb 13, 2008
Dual registered: no
IAPD individual key: 5466494

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC	State registered	Jul 19, 2021	n/a	yes	PALM CITY, FL	Current employment
FORTITUDE ADVISORY GROUP L.L.C.	Independent wealth	Apr 5, 2012	Aug 12, 2021	no	GIG HARBOR, WA\|PLANTATION, FL	Previous registration
DERNIS FINANCIAL	n/a	Jun 29, 2010	Dec 31, 2011	no	FORT LAUDERDALE, FL\|POMPANO BEACH, FL	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Jun 11, 2010	Feb 10, 2012	no	FT. LAUDERDALE, FL\|FT. LAUDERDALE, FL\|POMPANO BEACH, FL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 13, 2008	May 24, 2010	no	PALM BEACH GARDENS, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORTITUDE ADVISORY GROUP L.L.C.	RIDDICK & CO ENTREPRENEURIAL FINANCE, LLC	Aug 12, 2021	Jul 19, 2021	-24	Firm change	RIA to state RIA
OSAIC WEALTH, INC.	DERNIS FINANCIAL	Feb 10, 2012	Jun 29, 2010	-591	Firm change after gap	Other
DERNIS FINANCIAL	FORTITUDE ADVISORY GROUP L.L.C.	Dec 31, 2011	Apr 5, 2012	96	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	OSAIC WEALTH, INC.	May 24, 2010	Jun 11, 2010	18	Firm change	Other

Relationships

Registered with (5)

→ RIDDICK & CO ENTREPRENEURIAL FINANCE, LLCRegistered adviserregistration: current employment
Jul 19, 2021 to presentfactForm ADV
→ FORTITUDE ADVISORY GROUP L.L.C.Registered adviserregistration: previous registration
Apr 5, 2012 to Aug 12, 2021factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Jun 11, 2010 to Feb 10, 2012factForm ADV
→ DERNIS FINANCIALRegistered adviserregistration: previous registration
Jun 29, 2010 to Dec 31, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 13, 2008 to May 24, 2010factForm ADV

Dated events

No dated event names this entity yet.