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RIA / WealthAdvisor27 years in industry

WILLIAM CHRISTIAN GABRIELSEN

Advisor at COMPASS FINANCIAL MANAGEMENT LLC

Biddeford, ME

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Search this name across graphsid dfx:ria:aff345a4-0a8b-89a7-abfd-e461f88c73b8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 13, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMPASS FINANCIAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 4, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 4, 1998
First registration: Dec 13, 2022
Dual registered: no
Other names: W CHRISTIAN GABRIELSEN|W CHRISTIAN GABRIELSEN|W CHRISTIAN GABRIELSEN|CHRIS GABRIELSEN|WILLIAM CHRISTIAN GABRIELSEN
IAPD individual key: 3140671

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMPASS FINANCIAL MANAGEMENT LLC	Independent wealth	Apr 4, 2025	n/a	yes	Biddeford, ME	Current employment
DST WEALTH MANAGEMENT LLC	Independent wealth	Nov 26, 2024	Apr 10, 2025	no	BIDDEFORD, ME\|INDIAN WELLS, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 5, 2024	Oct 28, 2024	no	SAN DIEGO, CA\|BIDDEFORD, ME\|BIDDEFORD, ME	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Dec 13, 2022	Jan 8, 2024	no	SACO, ME\|BROOKLYN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
DST WEALTH MANAGEMENT LLC	COMPASS FINANCIAL MANAGEMENT LLC	Apr 10, 2025	Apr 4, 2025	-6	Firm change	RIA to RIA
LPL FINANCIAL LLC	DST WEALTH MANAGEMENT LLC	Oct 28, 2024	Nov 26, 2024	29	Firm change	Ibd to RIA
KEY INVESTMENT SERVICES LLC	LPL FINANCIAL LLC	Jan 8, 2024	Mar 5, 2024	57	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ COMPASS FINANCIAL MANAGEMENT LLCRegistered adviserregistration: current employment
Apr 4, 2025 to presentfactForm ADV
→ DST WEALTH MANAGEMENT LLCRegistered adviserregistration: previous registration
Nov 26, 2024 to Apr 10, 2025factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 5, 2024 to Oct 28, 2024factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 13, 2022 to Jan 8, 2024factForm ADV

Dated events

Occurred
Apr 10, 2025
Advisor changed firm
William Christian Gabrielsen left Dst Wealth Management Llc for Compass Financial Management Llc (registered 2025-04-04)
Form ADVobserved 6 days ago
Occurred
Oct 28, 2024
Advisor changed firm
William Christian Gabrielsen left Lpl Financial Llc for Dst Wealth Management Llc (registered 2024-11-26)
Form ADVobserved 6 days ago
Occurred
Jan 8, 2024
Advisor changed firm
William Christian Gabrielsen left Key Investment Services Llc for Lpl Financial Llc (registered 2024-03-05)
Form ADVobserved 6 days ago