DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

William Christian Gabrielsen

Compass Financial Management LLCindependent RIABiddeford, MeIA-onlyIAPD 3140671

Feed of 09/14/2026

Also filed as W Christian Gabrielsen

At current firm

1 y

since Apr 4, 2025

In the industry

27 y

since Nov 4, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Compass Financial Management LLC independent RIA current
since Apr 4, 2025 · Biddeford, Me
Dst Wealth Management LLC independent RIA
Nov 26, 2024 to Apr 10, 2025 · Biddeford, Me
LPL Financial LLC BD affiliated
Mar 5, 2024 to Oct 28, 2024 · San Diego, Ca
Key Investment Services LLC BD affiliated
Dec 13, 2022 to Jan 8, 2024 · Saco, Me

Moves

a registration end followed by a registration begin elsewhere

Dst Wealth Management LLC to Compass Financial Management LLC
left Apr 10, 2025, registered Apr 4, 2025 (-6 days) · RIA to RIA
LPL Financial LLC to Dst Wealth Management LLC
left Oct 28, 2024, registered Nov 26, 2024 (29 days) · Affiliated broker-dealer or bank to independent RIA
Key Investment Services LLC to LPL Financial LLC
left Jan 8, 2024, registered Mar 5, 2024 (57 days) · Affiliated broker-dealer or bank to another

Signals

William Christian Gabrielsen left Dst Wealth Management Llc for Compass Financial Management Llc (registered 2025-04-04)
Apr 10, 2025 · Advisor changed firm · fact
William Christian Gabrielsen left Lpl Financial Llc for Dst Wealth Management Llc (registered 2024-11-26)
Oct 28, 2024 · Advisor changed firm · fact
William Christian Gabrielsen left Key Investment Services Llc for Lpl Financial Llc (registered 2024-03-05)
Jan 8, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address