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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)41 years in industry

KAREN PETERSON PEARL

Advisor at MML INVESTORS SERVICES, LLC

BEDFORD, NH | CANTERBURY, NH

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Search this name across graphsid dfx:ria:aff8029e-31c2-2ccc-1f71-ec34a1acddb7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Chartered Financial Consultant
Exams: S63|S65
First exam: Nov 1, 1984
First registration: Apr 11, 2002
Dual registered: yes, broker-dealer
Other names: KAREN ELIZABETH PETERSON|KAREN PETERSON PEARL
IAPD individual key: 1313795

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Feb 9, 2007	n/a	yes	BEDFORD, NH\|CANTERBURY, NH	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 10, 2005	Jan 18, 2007	no	CONCORD, NH\|CONCORD, NH	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 18, 2005	Jun 3, 2005	no	BEDFORD, NH	Previous registration
EASTERN POINT ADVISORS INC.	n/a	Mar 22, 2004	Sep 1, 2004	no	NASHUA, NH	Previous registration
BROPHY WEALTH MANAGEMENT, LLC	Former SEC adviser	Apr 11, 2002	Mar 24, 2004	no	BEDFORD, NH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MML INVESTORS SERVICES, LLC	Jan 18, 2007	Feb 9, 2007	22	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	LPL FINANCIAL LLC	Jun 3, 2005	Jun 10, 2005	7	Firm change	Other
EASTERN POINT ADVISORS INC.	AMERIPRISE FINANCIAL SERVICES, LLC	Sep 1, 2004	Apr 18, 2005	229	Firm change	Other
BROPHY WEALTH MANAGEMENT, LLC	EASTERN POINT ADVISORS INC.	Mar 24, 2004	Mar 22, 2004	-2	Firm change	Other

Relationships

Registered with (5)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Feb 9, 2007 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 10, 2005 to Jan 18, 2007factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 18, 2005 to Jun 3, 2005factForm ADV
→ EASTERN POINT ADVISORS INC.Registered adviserregistration: previous registration
Mar 22, 2004 to Sep 1, 2004factForm ADV
→ BROPHY WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 11, 2002 to Mar 24, 2004factForm ADV

Dated events

No dated event names this entity yet.