DFX Intelligence

R••••• R•••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

R••••• R•••••• R••••••

Advisor at V••••••• A•••••••• I•••

PLANO, TX

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Search this name across graphsid dfx:ria:aff9397d-9a7d-f7ef-b104-2cba98976b0b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 1, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 20, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••• A•••••••• I•••	Bd affiliated wealth	May 26, 2026	n/a	yes	PLANO, TX	Current employment
N•• A•• A••••	Asset manager	Sep 25, 2025	Feb 12, 2026	no	RYE, NY\|Frisco, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•• A•• A••••	V••••••• A•••••••• I•••	Feb 12, 2026	May 26, 2026	103	Firm change	Other
W•••• F•••• A•••••••	N•• A•• A••••	Sep 19, 2024	Sep 25, 2025

Relationships

Registered with (6)

→ V••••••• A•••••••• I•••Registered adviserregistration: current employment
May 26, 2026 to presentfactForm ADV
→ N•• A•• A••••Registered adviserregistration: previous registration
Sep 25, 2025 to Feb 12, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Feb 3, 2012 to Sep 19, 2024factForm ADV
→ M••••• S••••••

Dated events

Occurred
Feb 12, 2026
Advisor changed firm
R••••• R•••••• R•••••• left N•• A•• A•••• for V••••••• A•••••••• I••• (registered 2026-05-26)
Form ADVobserved 7 days ago
Occurred
Sep 19, 2024
Advisor changed firm
R••••• R•••••• R•••••• left W•••• F•••• A••••••• for N•• A•• A•••• (registered 2025-09-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:aff9397d-9a7d-f7ef-b104-2cba98976b0b
First observed: Jul 1, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.