DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••••• R•••••• R••••••

V••••••• A•••••••• I•••BD affiliatedPlano, Txdual registrantIAPD 2372968

Feed of 09/14/2026

Also filed as Bob R••••••

At current firm

0 y

since May 26, 2026

In the industry

33 y

since Aug 20, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

V••••••• A•••••••• I••• BD affiliated current
since May 26, 2026 · Plano, Tx
N•• A•• A•••• asset manager
Sep 25, 2025 to Feb 12, 2026 · Rye, Ny
W•••• F•••• A••••••• wirehouse
Feb 3, 2012 to Sep 19, 2024 · Frisco, Tx
M••••• S•••••• wirehouse
Jun 1, 2009 to Feb 16, 2012 · Plano, Tx
M••••• S•••••• • C•• L•• unclassified
Apr 2, 2007 to Jun 1, 2009 · Plano, Tx
M••••• S•••••• D• I••• unclassified
Jul 1, 1998 to Apr 2, 2007 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

N•• A•• A•••• to V••••••• A•••••••• I•••
left Feb 12, 2026, registered May 26, 2026 (103 days) · Other
W•••• F•••• A••••••• to N•• A•• A••••
left Sep 19, 2024, registered Sep 25, 2025 (371 days) · Other
M••••• S•••••• to W•••• F•••• A•••••••
left Feb 16, 2012, registered Feb 3, 2012 (-13 days) · Wirehouse to wirehouse
M••••• S•••••• • C•• L•• to M••••• S••••••
left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••
left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move

Signals

R••••• R•••••• R•••••• left N•• A•• A•••• for V••••••• A•••••••• I••• (registered 2026-05-26)
Feb 12, 2026 · Advisor changed firm · fact
R••••• R•••••• R•••••• left W•••• F•••• A••••••• for N•• A•• A•••• (registered 2025-09-25)
Sep 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address