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RIA / WealthAdvisordual registered (broker-dealer)39 years in industry

James Raymond Conner

Advisor at CAPITAL ANALYSTS

Marlton, NJ | MARLTON, NJ

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Search this name across graphsid dfx:ria:affba6db-ca24-ef0f-4a43-ea4d024f15c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL ANALYSTS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 2
Registered states: 1
Exams: S63|S65
First exam: Jan 22, 1987
First registration: Jul 21, 2005
Dual registered: yes, broker-dealer
Other names: JIM CONNER
IAPD individual key: 1608309

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LINCOLN INVESTMENT	Independent wealth	Dec 14, 2022	n/a	yes	MARLTON, NJ	Current employment
CAPITAL ANALYSTS	Bd affiliated wealth	Dec 12, 2022	n/a	yes	Marlton, NJ	Current employment
FIRST COMMAND ADVISORY SERVICES	Bd affiliated wealth	Dec 15, 2015	Nov 17, 2022	no	FORT WORTH, TX	Previous registration
FIRST COMMAND FINANCIAL PLANNING, INC.	Former SEC adviser	Sep 2, 2005	Dec 15, 2015	no	Mount Laurel, NJ\|CARLISLE, PA\|Mount Laurel, NJ\|Mount Laurel, NJ	Previous registration
FIRST COMMAND BANK	n/a	Jul 21, 2005	Sep 2, 2005	no	FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST COMMAND ADVISORY SERVICES	CAPITAL ANALYSTS	Nov 17, 2022	Dec 12, 2022	25	Firm change	Ibd to ibd
FIRST COMMAND FINANCIAL PLANNING, INC.	FIRST COMMAND ADVISORY SERVICES	Dec 15, 2015	Dec 15, 2015	0	Bulk transfer	Other
FIRST COMMAND BANK	FIRST COMMAND FINANCIAL PLANNING, INC.	Sep 2, 2005	Sep 2, 2005	0	Firm change	Other

Relationships

Registered with (5)

→ LINCOLN INVESTMENTRegistered adviserregistration: current employment
Dec 14, 2022 to presentfactForm ADV
→ CAPITAL ANALYSTSRegistered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ FIRST COMMAND ADVISORY SERVICESRegistered adviserregistration: previous registration
Dec 15, 2015 to Nov 17, 2022factForm ADV
→ FIRST COMMAND FINANCIAL PLANNING, INC.Registered adviserregistration: previous registration
Sep 2, 2005 to Dec 15, 2015factForm ADV
→ FIRST COMMAND BANKRegistered adviserregistration: previous registration
Jul 21, 2005 to Sep 2, 2005factForm ADV

Dated events

Occurred
Nov 17, 2022
Advisor changed firm
James Raymond Conner left First Command Advisory Services for Capital Analysts (registered 2022-12-12)
Form ADVobserved 3 days ago