DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EMPIRICAL WEALTH MANAGEMENT
SEATTLE, WA | San Francisco, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPIRICAL WEALTH MANAGEMENT | Independent wealth | Jun 30, 2026 | n/a | yes | SEATTLE, WA|San Francisco, CA | Current employment |
| MERCER GLOBAL ADVISORS INC. | Independent wealth | Dec 4, 2024 | May 12, 2026 | no | San Francisco, CA|DENVER, CO | Previous registration |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 3, 2023 | Oct 10, 2024 | no | NOVATO, CA|PLYMOUTH, MN | Previous registration |
| EQUIUS PARTNERS, INC. | Former SEC adviser | Nov 11, 2019 | Apr 28, 2023 | no | NOVATO, CA | Previous registration |
| Wealthspan | n/a | May 3, 2018 | Jan 7, 2020 | no | NOVATO, CA | Previous registration |
| WEALTHSPIRE ADVISORS | Former SEC adviser | Oct 16, 2012 | Jan 11, 2018 | no | SAN RAFAEL, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERCER GLOBAL ADVISORS INC. | EMPIRICAL WEALTH MANAGEMENT | May 12, 2026 | Jun 30, 2026 | 49 | Firm change | RIA to RIA |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | MERCER GLOBAL ADVISORS INC. | Oct 10, 2024 | Dec 4, 2024 | 55 | Firm change | Ibd to RIA |
| EQUIUS PARTNERS, INC. | WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | Apr 28, 2023 | Apr 3, 2023 | -25 | Firm change | RIA to RIA |
| Wealthspan | EQUIUS PARTNERS, INC. | Jan 7, 2020 | Nov 11, 2019 | -57 | Firm change after gap | Other |
| WEALTHSPIRE ADVISORS | Wealthspan | Jan 11, 2018 | May 3, 2018 | 112 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 110450:116407:CA:2023-04-28 | Apr 28, 2023 | Apr 3, 2023 | NOVATO, CA | Firm change |