This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

ADVICE AND PLANNING SERVICES

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2007earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S66|S63

First exam

Mar 1, 2007

First registration

Apr 1, 2022

Dual registered

yes, broker-dealer

Other names

KRISTEN JOHNSON|KRISTEN NICOLE JOHNSON|KRISTEN N JOHNSON|KRISTEN N DUNCAN|Kristen Duncan

IAPD individual key

5134873

• Occurred

  Oct 26, 2023
  Advisor changed firm

  Kristen Nicole Duncan left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Advice And Planning Services (registered 2023-11-09)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:affea92e-c9d5-1064-6847-bcfb2bcebd2f

First observed

Apr 1, 2022

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.