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Advisor at WELLS FARGO ADVISORS
ROSEVILLE, CA | RENO, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 1, 2024 | n/a | yes | RENO, NV|ROSEVILLE, CA | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Aug 21, 2023 | Aug 2, 2024 | no | Sparks, NV|Sparks, NV|Sparks, NV | Previous registration |
| MORGAN STANLEY | Wirehouse | Nov 12, 2019 | Aug 17, 2023 | no | Reno, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | WELLS FARGO ADVISORS | Aug 2, 2024 | Aug 1, 2024 | -1 | Firm change | Ibd to wirehouse |
| MORGAN STANLEY | U.S. BANCORP INVESTMENTS, INC. | Aug 17, 2023 | Aug 21, 2023 | 4 | Firm change | Wirehouse to ibd |