RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••• H••••
- W•••• F•••• A••••••• wirehouse currentsince Aug 1, 2024 · Reno, Nv
- U••• B•••••• I••••••••• I••• formerAug 21, 2023 to Aug 2, 2024 · Sparks, Nv
- M••••• S•••••• wirehouseNov 12, 2019 to Aug 17, 2023 · Reno, Nv
- U••• B•••••• I••••••••• I••• to W•••• F•••• A•••••••left Aug 2, 2024, registered Aug 1, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- M••••• S•••••• to U••• B•••••• I••••••••• I•••left Aug 17, 2023, registered Aug 21, 2023 (4 days) · Wirehouse to affiliated broker-dealer or bank
- M••••••• H•••• left U••• B•••••• I••••••••• I••• for W•••• F•••• A••••••• (registered 2024-08-01)Aug 2, 2024 · Advisor changed firm · fact
- M••••••• H•••• left M••••• S•••••• for U••• B•••••• I••••••••• I••• (registered 2023-08-21)Aug 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address