DFX Intelligence

J••••• J• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst28 years in industry

J••••• J• T••••••

Advisor at H•••••••• A•••••••• L••

CHICAGO, IL | North Andover, MA

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Search this name across graphsid dfx:ria:b0043da1-b266-dcfd-02f7-3dd80fba09f0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 15, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Aug 1, 2023	n/a	yes	CHICAGO, IL\|North Andover, MA	Current employment
M•••••••• I••••••••• M••••••••• C••••••• L••	Former SEC adviser	Jan 18, 2012	Nov 28, 2022	no	NORTH ANDOVER, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• H••• A•••••••• L••	M•••••••• I••••••••• M••••••••• C••••••• L••	Nov 2, 2023	Jan 18, 2012	-4,306	Firm change after gap	Other
M•••••••• I••••••••• M••••••••• C••••••• L••	H•••••••• A•••••••• L••	Nov 28, 2022	Aug 1, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
141306:111631:MA:2023-11-02	Nov 2, 2023	Jan 18, 2012	NORTH ANDOVER, MA	Firm change after gap
111631:145323:MA:2022-11-28	Nov 28, 2022	Aug 1, 2023	NORTH ANDOVER, MA	Firm change

Relationships

Registered with (4)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 1, 2023 to presentfactForm ADV
→ B••••• H••• A•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2008 to Nov 2, 2023factForm ADV
→ M•••••••• I••••••••• M••••••••• C••••••• L••Registered adviserregistration: previous registration
Jan 18, 2012 to Nov 28, 2022factForm ADV
→ M•• I••••••••• A••••••• I•••

Dated events

Occurred
Nov 2, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 28, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0043da1-b266-dcfd-02f7-3dd80fba09f0
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.