DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Joseph J Trainor

Hightower Advisors, LLCBD affiliatedChicago, Il IA-onlyIAPD 3030875

Chartered Financial Analyst

Feed of 09/15/2026

Also filed as Joseph James Trainor

At current firm

3 y

since Aug 1, 2023

In the industry

28 y

since Apr 15, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Hightower Advisors, LLC BD affiliated current
since Aug 1, 2023 · Chicago, Il
Municrest Investment Management Company, LLC former
Jan 18, 2012 to Nov 28, 2022 · North Andover, Ma
Boston Hill Advisors, LLC former
Apr 25, 2008 to Nov 2, 2023 · North Andover, Ma
Mfs Institutional Advisors Inc. other
Jan 1, 1999 to Jan 13, 2004 · Boston, Ma

Moves

a registration end followed by a registration begin elsewhere

Boston Hill Advisors, LLC to Municrest Investment Management Company, LLC
left Nov 2, 2023, registered Jan 18, 2012 (-4306 days) · Other · moved with a team
Municrest Investment Management Company, LLC to Hightower Advisors, LLC
left Nov 28, 2022, registered Aug 1, 2023 (246 days) · RIA to affiliated broker-dealer or bank · moved with a team
Mfs Institutional Advisors Inc. to Boston Hill Advisors, LLC
left Jan 13, 2004, registered Apr 25, 2008 (1564 days) · Other

Signals

Joseph J Trainor left Boston Hill Advisors, Llc for Municrest Investment Management Company, Llc (registered 2012-01-18)
Nov 2, 2023 · Advisor changed firm · fact
Joseph J Trainor left Municrest Investment Management Company, Llc for Hightower Advisors, Llc (registered 2023-08-01)
Nov 28, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address