DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Ryan Clay Schwartz

Advisor at J.P. MORGAN SECURITIES LLC

Irvine, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b01120cc-c8d1-e82c-f4d4-d85c14c90b5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 8, 2016
First registration: Feb 26, 2016
Dual registered: yes, broker-dealer
Other names: RYAN CLAY SCHWARTZ|Ryan C Schwartz|Ryan Schwartz
IAPD individual key: 6587816

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jun 9, 2026	n/a	yes	Irvine, CA	Current employment
STRATEGIC ADVISERS LLC	National bd RIA	Aug 11, 2025	Jun 11, 2026	no	MISSION VIEJO, CA\|ALISO VIEJO, CA\|MISSION VIEJO, CA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 26, 2022	Jun 20, 2025	no	Mission Viejo, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Feb 27, 2018	Oct 14, 2022	no	NEWPORT BEACH, CA\|NEWPORT BEACH, CA\|HUNTINGTON BEACH, CA\|MISSION VIEJO, CA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Sep 7, 2023	no	OMAHA, NE\|Newport Beach, CA\|MISSION VIEJO, CA\|MISSION VIEJO, CA	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Apr 18, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration
EDWARD JONES	National bd RIA	Feb 26, 2016	May 5, 2017	no	Aliso Viejo, CA\|ST LOUIS, MO\|FULLERTON, CA\|TEMPE, AZ\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STRATEGIC ADVISERS LLC	J.P. MORGAN SECURITIES LLC	Jun 11, 2026	Jun 9, 2026	-2	Firm change	Ibd to wirehouse
CHARLES SCHWAB & CO., INC.	STRATEGIC ADVISERS LLC	Jun 20, 2025	Aug 11, 2025	52	Firm change	Ibd to ibd
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Sep 7, 2023	Feb 27, 2018	-2,018	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Oct 14, 2022	Jan 26, 2022	-261	Channel change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA
EDWARD JONES	SCOTTRADE INVESTMENT MANAGEMENT	May 5, 2017	Apr 18, 2017	-17	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5393:104555:CA:2025-06-14	Jun 20, 2025	Aug 11, 2025	MISSION VIEJO, CA	Firm change
111514:7870:CA:2023-09-07	Sep 7, 2023	Feb 27, 2018	MISSION VIEJO, CA	Firm change after gap
7870:5393:CA:2022-10-05	Oct 14, 2022	Jan 26, 2022	MISSION VIEJO, CA	Firm change after gap

Relationships

Registered with (7)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jun 9, 2026 to presentfactForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Aug 11, 2025 to Jun 11, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 26, 2022 to Jun 20, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 27, 2018 to Oct 14, 2022factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Apr 18, 2017 to Feb 26, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Feb 26, 2016 to May 5, 2017factForm ADV

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
Ryan Clay Schwartz left Strategic Advisers Llc for J.P. Morgan Securities Llc (registered 2026-06-09)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2025
Advisor changed firm
Ryan Clay Schwartz left Charles Schwab & Co., Inc. for Strategic Advisers Llc (registered 2025-08-11)
Form ADVobserved 4 days ago