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Advisor at J.P. MORGAN SECURITIES LLC
New York, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 8, 2022 | n/a | yes | New York, NY | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Feb 12, 2020 | Jul 27, 2022 | no | NEW YORK, NY|TARPON SPRINGS, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Jan 16, 2020 | no | New York, NY|BEDFORD VILLAGE, NY|TAMPA, FL|PLAINVIEW, NY|Mount Kisco, NY|Westlake Village, CA|Ossining, NY|MT KISCO, NY|NEW YORK, NY|Scarsdale, NY|Chappaqua, NY|Fort Lee, NJ|Port Jefferson, NY | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Jul 15, 2005 | May 29, 2007 | no | SCARSDALE, NY|SCARSDALE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | J.P. MORGAN SECURITIES LLC | Jul 27, 2022 | Aug 8, 2022 | 12 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | WELLS FARGO ADVISORS | Jan 16, 2020 | Feb 12, 2020 | 27 | Firm change | Ibd to wirehouse |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:79:FL:2022-07-27 | Jul 27, 2022 | Aug 8, 2022 | TARPON SPRINGS, FL | Firm change |