DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

P••••• F•••••••

J••• M••••• S••••••••• L••wirehouseNew York, Nydual registrantIAPD 2288761

Feed of 09/14/2026

Also filed as P••••• Alexandra Morotti

At current firm

4 y

since Aug 8, 2022

In the industry

33 y

since Jan 22, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

J••• M••••• S••••••••• L•• wirehouse current
since Aug 8, 2022 · New York, Ny
W•••• F•••• A••••••• wirehouse
Feb 12, 2020 to Jul 27, 2022 · New York, Ny
C•••••••• G••••• M•••••• I••• BD affiliated
May 29, 2007 to Jan 16, 2020 · New York, Ny
C••••••• I••••••••• S••••••• unclassified
Jul 15, 2005 to May 29, 2007 · Scarsdale, Ny

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to J••• M••••• S••••••••• L••
left Jul 27, 2022, registered Aug 8, 2022 (12 days) · Wirehouse to wirehouse · moved with a team
C•••••••• G••••• M•••••• I••• to W•••• F•••• A•••••••
left Jan 16, 2020, registered Feb 12, 2020 (27 days) · Affiliated broker-dealer or bank to wirehouse
C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••
left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move

Signals

P••••• F••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2022-08-08)
Jul 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address