DFX Intelligence

S•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM none

S•••••••

S••••••• TECH INC, CRD 324797

ALPHARETTA, GA

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Search this name across graphsid dfx:ria:b01ab1e5-9563-57a5-20d9-b301758ecd1b

Data as of Mar 28, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 7
On other graphs: 0
Observed: Jan 6, 2023 to Mar 28, 2025
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 1Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V••••••• O••••••••• M•••••••••	Owner	C	yes	09/2022	Jan 6, 2023	Dec 7, 2024
V••••••••• S•••••• Y•••••••••	DIRECTOR, CCO	C	yes	12/2023	Dec 20, 2023	Dec 7, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 28, 2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$0	$1,371	-100.0%	n/a	n/a	2	3	1	1

Relationships

Controls (4)

← V••••••• O••••••••• M•••••••••OwnerOWNER, ownership code C, individual
Jan 6, 2023 to Dec 7, 2024factForm ADV
← Y••••••••• I•••• Y•••••••••OwnerOWNER, ownership code C, individual
Dec 20, 2023 to Dec 7, 2024factForm ADV
← V••••••••• S•••••• Y•••••••••OwnerDIRECTOR, CCO, ownership code C, individual
Dec 20, 2023 to Dec 7, 2024factForm ADV
← Y••••••••• I•••OwnerCEO, ownership code C, individual
Jul 19, 2024 to Dec 7, 2024fact

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 5, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 19, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Dec 20, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b01ab1e5-9563-57a5-20d9-b301758ecd1b
First observed: Jan 6, 2023
Last observed: Mar 28, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.