DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

S•••••••

Former SEC-registered adviserAlpharetta, GeorgiaCRD 324797SEC 801-127296websiteIAPD
Legal name S••••••• T••• I••
Latest filing Mar 28, 2025
First filing on the tape Jan 6, 2023 · 17 filings
SEC status approved since Mar 7, 2023
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$0 as of Mar 28, 2025
Mar 25, 2024$1,371 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 28, 2025
Mar 25, 20242 then
Employees (5.A)2 as of Mar 28, 2025
Mar 25, 20243 then
Private funds: no history
RAUM -100% over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
-100%derivedbetween the last two annual amendments
Advisor growth, one year
-50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • V••••••• O••••••••• M••••••••• · Ownercontrol
      since 09/2022 · owns 25% to 50%
    • V••••••••• S•••••• Y••••••••• · Director, Ccocontrol
      since 12/2023 · owns 25% to 50%
    • Y••••••••• I••• · Ceocontrol
      since 07/2024 · owns 25% to 50%
    • Y••••••••• I•••• Y••••••••• · Ownercontrol
      since 11/2023 · owns 25% to 50%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Alpharetta, Ga · principal000
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Accounts · 30 to 0
      Dec 7, 2024 to Mar 28, 2025
    • Individual clients · 30 to 0
      Dec 7, 2024 to Mar 28, 2025
    • Employees · 3 to 2
      Dec 7, 2024 to Mar 28, 2025
    • Financial planning clients · unset to
      Dec 7, 2024 to Mar 28, 2025
    • Individual RAUM · $7,047 to $0
      Dec 7, 2024 to Mar 28, 2025
    • Non-discretionary RAUM · $7,047 to $0
      Dec 7, 2024 to Mar 28, 2025
    • RAUM · $7,047 to $0
      Dec 7, 2024 to Mar 28, 2025
    • Accounts · 16 to 30
      Jul 19, 2024 to Dec 7, 2024
    • Advisory employees · 2 to 1
      Jul 19, 2024 to Dec 7, 2024
    • Individual clients · 16 to 30
      Jul 19, 2024 to Dec 7, 2024
    • State-registered IARs · 2 to 1
      Jul 19, 2024 to Dec 7, 2024
    • Individual RAUM · $1,371 to $7,047
      Jul 19, 2024 to Dec 7, 2024
    • Non-discretionary RAUM · $1,371 to $7,047
      Jul 19, 2024 to Dec 7, 2024
    • RAUM · $1,371 to $7,047
      Jul 19, 2024 to Dec 7, 2024
    • Accounts · 0 to 16
      Dec 20, 2023 to Mar 25, 2024
    • Individual clients · unset to 16.0
      Dec 20, 2023 to Mar 25, 2024
    • Individual RAUM · unset to 1371.0
      Dec 20, 2023 to Mar 25, 2024
    • Non-discretionary RAUM · $0 to $1,371
      Dec 20, 2023 to Mar 25, 2024
    • RAUM · $0 to $1,371
      Dec 20, 2023 to Mar 25, 2024
    • HQ city · ROSWELL to ALPHARETTA
      Jul 21, 2023 to Oct 31, 2023
    • Advisory employees · 1 to 2
      Mar 3, 2023 to Jun 26, 2023
    • Employees · 2 to 3
      Mar 3, 2023 to Jun 26, 2023
    • State-registered IARs · 1 to 2
      Mar 3, 2023 to Jun 26, 2023
    • Other offices · 2 to 1
      Feb 27, 2023 to Mar 3, 2023
    • HQ city · unset to ROSWELL
      Feb 8, 2023 to Feb 27, 2023
    • HQ state · unset to GA
      Feb 8, 2023 to Feb 27, 2023
    Signals
    7 dated events
    • Stargaze no longer on the SEC adviser roster (last listed 2026-02-02)
      Mar 2, 2026 · Left the SEC roster · derived
    • A••••• V••••••••• L••••••• left Stargaze for P•••••• A•••••••• L•• (registered 2024-05-09)
      Sep 5, 2024 · Advisor changed firm · fact
    • I••• Y••••••••• (Ceo) appeared on Schedule A of Stargaze
      Jul 19, 2024 · Control person joined · fact
    • Y••••••••• I••• Y••••••••• (Owner) appeared on Schedule A of Stargaze
      Dec 20, 2023 · Control person joined · fact
    • Y••••••••• S••••• V••••••••• (Owner) appeared on Schedule A of Stargaze
      Dec 20, 2023 · Control person joined · fact
    • Victorovich Alexei Lutsayev (Director, Ceo, Cco) no longer on Schedule A of Stargaze (listed 2023-10-31, absent 2023-12-20)
      Dec 20, 2023 · Control person left · inference
    • Stargaze filed its initial SEC registration (Form ADV)
      Jan 6, 2023 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026