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RIA / WealthAdvisor24 years in industry

SCOTT MICHAEL ALBRIGHT

Advisor at HORIZON INVESTMENTS LLC

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:b0232e2f-d9e9-e873-fa83-08539fd741d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 10:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HORIZON INVESTMENTS LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 13, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jun 13, 2002
First registration: Jun 14, 2002
Dual registered: no
IAPD individual key: 4514266

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HORIZON INVESTMENTS LLC	Asset manager	Aug 24, 2021	n/a	yes	CHARLOTTE, NC	Current employment
HORIZON INVESTMENTS LLC	Asset manager	Nov 8, 2017	Sep 6, 2019	no	CHARLOTTE, NC	Previous registration
HORIZON INVESTMENTS LLC	Asset manager	Aug 20, 2010	Dec 23, 2015	no	CHARLOTTE, NC	Previous registration
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Mar 20, 2009	Feb 2, 2010	no	CHARLOTTE, NC\|ASHEVILLE, NC	Previous registration
STANFORD GROUP COMPANY	n/a	Jul 6, 2006	Mar 16, 2009	no	HOUSTON, TX\|CHARLOTTE, NC	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Mar 11, 2004	Jul 3, 2006	no	CHARLOTTE, NC\|CHARLOTTE, NC	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 14, 2002	Jan 22, 2004	no	CHARLOTTE, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	HORIZON INVESTMENTS LLC	Feb 2, 2010	Aug 20, 2010	199	Firm change	Other
STANFORD GROUP COMPANY	OPPENHEIMER & CO. INC.	Mar 16, 2009	Mar 20, 2009	4	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	STANFORD GROUP COMPANY	Jul 3, 2006	Jul 6, 2006	3	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Jan 22, 2004	Mar 11, 2004	49	Firm change	Other

Relationships

Registered with (5)

→ HORIZON INVESTMENTS LLCRegistered adviserregistration: previous registration
Nov 8, 2017 to Sep 6, 2019factForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Mar 20, 2009 to Feb 2, 2010factForm ADV
→ STANFORD GROUP COMPANYRegistered adviserregistration: previous registration
Jul 6, 2006 to Mar 16, 2009factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Mar 11, 2004 to Jul 3, 2006factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 14, 2002 to Jan 22, 2004factForm ADV

Dated events

No dated event names this entity yet.