DFX Intelligence

M••• J••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

M••• J••• A••••••

Advisor at W•••••• A•••••••• L••

BIRMINGHAM, AL | Chicago, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b02c3552-bf40-1b80-fa5a-3026c5d0edcc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Feb 3, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L••	Independent wealth	Nov 14, 2025	n/a	yes	Chicago, IL\|BIRMINGHAM, AL	Current employment
P••••• C••••••• L••	Former SEC adviser	Apr 15, 2025	Dec 12, 2025	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• C••••••• L••	W•••••• A•••••••• L••	Dec 12, 2025	Nov 14, 2025	-28	Firm change	RIA to RIA
J••• M••••• S••••••••• L••	P••••• C••••••• L••	Apr 6, 2025	Apr 15, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
147597:115332:IL:2025-12-12	Dec 12, 2025	Nov 14, 2025	CHICAGO, IL	Firm change

Relationships

Registered with (3)

→ W•••••• A•••••••• L••Registered adviserregistration: current employment
Nov 14, 2025 to presentfactForm ADV
→ P••••• C••••••• L••Registered adviserregistration: previous registration
Apr 15, 2025 to Dec 12, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 3, 2023 to Apr 6, 2025factForm ADV

Dated events

Occurred
Dec 12, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 6, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b02c3552-bf40-1b80-fa5a-3026c5d0edcc
First observed: Feb 3, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.