RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J••• A••••••
- W•••••• A•••••••• L•• independent RIA currentsince Nov 14, 2025 · Chicago, Il
- P••••• C••••••• L•• formerApr 15, 2025 to Dec 12, 2025 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseFeb 3, 2023 to Apr 6, 2025 · Naperville, Il
- P••••• C••••••• L•• to W•••••• A•••••••• L••left Dec 12, 2025, registered Nov 14, 2025 (-28 days) · RIA to RIA · moved with a team
- J••• M••••• S••••••••• L•• to P••••• C••••••• L••left Apr 6, 2025, registered Apr 15, 2025 (9 days) · Wirehouse to independent RIA
- M••• J••• A•••••• left P••••• C••••••• L•• for W•••••• A•••••••• L•• (registered 2025-11-14)Dec 12, 2025 · Advisor changed firm · fact
- M••• J••• A•••••• left J••• M••••• S••••••••• L•• for P••••• C••••••• L•• (registered 2025-04-15)Apr 6, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address