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RIA / WealthAdvisor36 years in industry

JUAN CARLOS AVILA

Advisor at CENTRIC WEALTH MANAGEMENT, LLC

CHICAGO, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 12, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTRIC WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 16, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Aug 16, 1990
First registration: Apr 12, 1998
Dual registered: no
Other names: JUAN C AVILA
IAPD individual key: 2058210

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTRIC WEALTH MANAGEMENT, LLC	Independent wealth	May 5, 2023	n/a	yes	CHICAGO, IL	Current employment
TIDAL INVESTMENTS LLC	Asset manager	Jan 3, 2013	Sep 6, 2023	no	CHICAGO, IL	Previous registration
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	Mixed wealth	Sep 25, 2009	Dec 17, 2012	no	CHICAGO, IL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 12, 1998	Sep 30, 2009	no	CHICAGO, IL\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TIDAL INVESTMENTS LLC	CENTRIC WEALTH MANAGEMENT, LLC	Sep 6, 2023	May 5, 2023	-124	Firm change after gap	Other
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	TIDAL INVESTMENTS LLC	Dec 17, 2012	Jan 3, 2013	17	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.	Sep 30, 2009	Sep 25, 2009	-5	Firm change	Other

Relationships

Registered with (4)

→ CENTRIC WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
May 5, 2023 to presentfactForm ADV
→ TIDAL INVESTMENTS LLCRegistered adviserregistration: previous registration
Jan 3, 2013 to Sep 6, 2023factForm ADV
→ MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Sep 25, 2009 to Dec 17, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 12, 1998 to Sep 30, 2009factForm ADV

Dated events

Occurred
Sep 6, 2023
Advisor changed firm
Juan Carlos Avila left Tidal Investments Llc for Centric Wealth Management, Llc (registered 2023-05-05)
Form ADVobserved 5 days ago