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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

EMMET FRANCIS MARTIN

Advisor at TRUSTMONT ADVISORY GROUP, INC.

GREENSBURG, PA | MAULDIN, SC

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Search this name across graphsid dfx:ria:b033bc45-35b2-5626-8364-7049f06a1a3b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Aug 24, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUSTMONT ADVISORY GROUP, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 2, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 2, 1998
First registration: Aug 24, 2000
Dual registered: yes, broker-dealer
IAPD individual key: 3053367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUSTMONT ADVISORY GROUP, INC.	Bd affiliated wealth	Aug 23, 2010	n/a	yes	GREENSBURG, PA\|MAULDIN, SC	Current employment
NOVUS ADVISORS	Independent wealth	Sep 1, 2011	Jun 25, 2013	no	GREENVILLE, SC	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 18, 2009	Aug 13, 2010	no	GREENVILLE, SC	Previous registration
CIC ADVISERS, LLC	n/a	Sep 23, 2008	Sep 17, 2009	no	RALEIGH, NC	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Jul 24, 2007	Sep 17, 2008	no	SPARTANBURG, SC\|SPARTANBURG, SC\|SPARTANBURG, SC\|SPARTANBURG, SC\|SPARTANBURG, SC\|SPARTANBURG, SC\|SIMPSONVILLE, SC\|SIMPSONVILLE, SC\|SPARTANBURG, SC\|CHESNEE, SC\|BOILING SPRINGS, SC\|INMAN, SC\|INMAN, SC\|GAFFNEY, SC\|SPARTANBURG, SC\|MAULDIN, SC\|FOUNTAIN INN, SC\|BELTON, SC\|GREENVILLE, SC\|SENECA, SC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Aug 24, 2000	Jul 12, 2007	no	GREENVILLE, SC\|GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NOVUS ADVISORS	n/a	Jun 25, 2013	n/a	n/a	Departure no registered destination	Departure
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	TRUSTMONT ADVISORY GROUP, INC.	Aug 13, 2010	Aug 23, 2010	10	Firm change	Other
CIC ADVISERS, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 17, 2009	Sep 18, 2009	1	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	CIC ADVISERS, LLC	Sep 17, 2008	Sep 23, 2008	6	Firm change	Other
WELLS FARGO ADVISORS	SUNTRUST INVESTMENT SERVICES, INC.	Jul 12, 2007	Jul 24, 2007	12	Firm change	Other

Relationships

Registered with (6)

→ TRUSTMONT ADVISORY GROUP, INC.Registered adviserregistration: current employment
Aug 23, 2010 to presentfactForm ADV
→ NOVUS ADVISORSRegistered adviserregistration: previous registration
Sep 1, 2011 to Jun 25, 2013factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Sep 18, 2009 to Aug 13, 2010factForm ADV
→ CIC ADVISERS, LLCRegistered adviserregistration: previous registration
Sep 23, 2008 to Sep 17, 2009factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Jul 24, 2007 to Sep 17, 2008factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Aug 24, 2000 to Jul 12, 2007factForm ADV

Dated events

No dated event names this entity yet.