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Advisor at MANAGED ACCOUNT ADVISORS LLC
Jersey City, NJ | JERSEY CITY, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MANAGED ACCOUNT ADVISORS LLC | Independent wealth | Feb 2, 2022 | n/a | yes | JERSEY CITY, NJ|Jersey City, NJ | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jul 18, 2011 | Sep 21, 2021 | no | PENNINGTON, NJ|PENNINGTON, NJ|JERSEY CITY, NJ|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MANAGED ACCOUNT ADVISORS LLC | Sep 21, 2021 | Feb 2, 2022 | 134 | Firm change | Wirehouse to RIA |