DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

CHRISTINE PRAKASH

Advisor at LPL FINANCIAL LLC

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b03ac4ea-1af5-22a3-df6b-65eba2e83d31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 12, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jun 30, 2015
First registration: Oct 12, 2020
Dual registered: yes, broker-dealer
Other names: CHRISTINE MURPHY|Christine Carole Elizabeth Murphy
IAPD individual key: 3163806

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 21, 2026	n/a	yes	LOS ANGELES, CA	Current employment
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Apr 24, 2025	Apr 17, 2026	no	Manhattan Beach, CA\|BEVERLY HILLS, CA\|BEVERLY HILLS, CA	Previous registration
FIRST CITIZENS INVESTOR SERVICES, INC.	Bd affiliated wealth	Dec 14, 2023	Apr 22, 2025	no	Beverly Hills, CA\|Pasadena, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 12, 2020	May 17, 2022	no	EL SEGUNDO, CA\|TARPON SPRINGS, FL\|EL SEGUNDO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HSBC SECURITIES (USA) INC.	LPL FINANCIAL LLC	Apr 17, 2026	Aug 21, 2026	126	Firm change	Ibd to ibd
FIRST CITIZENS INVESTOR SERVICES, INC.	HSBC SECURITIES (USA) INC.	Apr 22, 2025	Apr 24, 2025	2	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	FIRST CITIZENS INVESTOR SERVICES, INC.	May 17, 2022	Dec 14, 2023	576	Firm change after gap	Wirehouse to ibd

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Aug 21, 2026 to presentfactForm ADV
→ HSBC SECURITIES (USA) INC.Registered adviserregistration: previous registration
Apr 24, 2025 to Apr 17, 2026factForm ADV
→ FIRST CITIZENS INVESTOR SERVICES, INC.Registered adviserregistration: previous registration
Dec 14, 2023 to Apr 22, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 12, 2020 to May 17, 2022factForm ADV

Dated events

Occurred
Apr 17, 2026
Advisor changed firm
Christine Prakash left Hsbc Securities (Usa) Inc. for Lpl Financial Llc (registered 2026-08-21)
Form ADVobserved 4 days ago
Occurred
Apr 22, 2025
Advisor changed firm
Christine Prakash left First Citizens Investor Services, Inc. for Hsbc Securities (Usa) Inc. (registered 2025-04-24)
Form ADVobserved 4 days ago
Occurred
May 17, 2022
Advisor changed firm
Christine Prakash left Wells Fargo Advisors for First Citizens Investor Services, Inc. (registered 2023-12-14)
Form ADVobserved 4 days ago