DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Christine Prakash

LPL Financial LLCBD affiliatedLos Angeles, Cadual registrantIAPD 3163806

Feed of 09/14/2026

Also filed as Christine Murphy

At current firm

0 y

since Aug 21, 2026

In the industry

11 y

since Jun 30, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Aug 21, 2026 · Los Angeles, Ca
Hsbc Securities (USA) Inc. BD affiliated
Apr 24, 2025 to Apr 17, 2026 · Manhattan Beach, Ca
First Citizens Investor Services, Inc. BD affiliated
Dec 14, 2023 to Apr 22, 2025 · Beverly Hills, Ca
Wells Fargo Advisors wirehouse
Oct 12, 2020 to May 17, 2022 · El Segundo, Ca

Moves

a registration end followed by a registration begin elsewhere

Hsbc Securities (USA) Inc. to LPL Financial LLC
left Apr 17, 2026, registered Aug 21, 2026 (126 days) · Affiliated broker-dealer or bank to another
First Citizens Investor Services, Inc. to Hsbc Securities (USA) Inc.
left Apr 22, 2025, registered Apr 24, 2025 (2 days) · Affiliated broker-dealer or bank to another
Wells Fargo Advisors to First Citizens Investor Services, Inc.
left May 17, 2022, registered Dec 14, 2023 (576 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Christine Prakash left Hsbc Securities (Usa) Inc. for Lpl Financial Llc (registered 2026-08-21)
Apr 17, 2026 · Advisor changed firm · fact
Christine Prakash left First Citizens Investor Services, Inc. for Hsbc Securities (Usa) Inc. (registered 2025-04-24)
Apr 22, 2025 · Advisor changed firm · fact
Christine Prakash left Wells Fargo Advisors for First Citizens Investor Services, Inc. (registered 2023-12-14)
May 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address