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Advisor at HIGHTOWER ADVISORS, LLC
CHICAGO, IL | Cape Elizabeth, ME
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HIGHTOWER ADVISORS, LLC | Bd affiliated wealth | Jul 16, 2019 | n/a | yes | CHICAGO, IL|Cape Elizabeth, ME | Current employment |
| Lourdmurray | Former SEC adviser | Oct 8, 2012 | Aug 8, 2019 | no | BEVERLY HILLS, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Oct 25, 2012 | no | Los Angeles, CA | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | May 17, 1999 | Jun 1, 2009 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Lourdmurray | HIGHTOWER ADVISORS, LLC | Aug 8, 2019 | Jul 16, 2019 | -23 | Firm change | RIA to ibd |
| MORGAN STANLEY | Lourdmurray | Oct 25, 2012 | Oct 8, 2012 | -17 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 140305:145323:CA:2019-08-08 | Aug 8, 2019 | Jul 16, 2019 | BEVERLY HILLS, CA | Firm change |